Quick and Easy Guides

Certified Personal Financial Advisor (CPFA)
Investment Vehicles
Q1.
Which of the following investment concerns need to be addressed while choosing assets?
Q2.
__________ is the ability to convert part of the investment asset into cash, without liquidating whole of the asset.
Q3.
__________ is the ability to convert an investment into cash quickly, without the loss of a significant amount of the value of the investment.
Q4.
Which of the following are investment vehicles?
Q5.
Which of the following statements about debt instruments is most unlikely?
Q6.
Which of the following is not a small savings scheme?
Q7.
A PPF account cannot be opened by:
Q8.
Mr. A was a resident when he opened a PPF account. He became a non resident subsequent to opening the account. Can Mr. A continue to hold the account till maturity?
Q9.
A PPF account was opened in the financial year 2002-2003. The account shall mature on:
Q10.
Mr. X availed the loan facility of PPF. However he could repay only a part amount within the thirty six months from sanction. The interest charged to him will be:
Q11.
Mr. B wants to make a partial withdrawal from his PPF account which was opened in the year 1999-2000. He wants to make the withdrawal the earliest possible year. What is the maximum amount Mr. B can withdraw?
Q12.
The PPF account can be continued for a block of 5 years after maturity. How many number of blocks can be granted after the expiry of the extended period?
Q13.
A person can have more than one PPF account in his name.
Q14.
In which of the following schemes there is no maximum limit for investment?
Q15.
Which of the following statements is incorrect about NSC?
Q16.
Which of the following statements is/are correct about the age eligibility in a senior citizen savings scheme?
Q17.
An investor can open more than one senior citizen savings scheme with no limit on investment.
Q18.
How many numbers of extensions are possible in a senior citizen savings scheme?
Q19.
The maturity of dated securities issued by Central government is:
Q20.
The maturity of T-bills is:
Q21.
Commercial papers are issued by:
Q22.
Certificates of deposit have a maturity of:
Q23.
Which of the following is not an advantage of a mutual fund?
Q24.
Which of the following statements about mutual funds is incorrect?
Q25.
Which of the following statements about closed ended mutual funds is/are true?
Q26.
________ Mutual Funds invest the investor’s money in most liquid assets, like, Treasury Bills, Certificates of deposit, Commercial papers etc.
Q27.
________are ideal for investors looking to park their short term surplus with an objective of high liquidity with high safety.
Q28.
__________ funds invest in a diversified basket of debt securities.
Q29.
Which funds are also known as Government Securities Funds or G-Sec Funds?
Q30.
Which of the following funds invest in debt securities with lower credit rating?
Q31.
_______ equity funds invest in stocks that exhibit and promise above average earnings growth.
Q32.
________ fund invest in stocks whose market price is low as compared to the inherent value of the business.
Q33.
Which funds are based on the premise that that stocks in similar industry move together?
Q34.
Which of the following is/are types of hybrid funds?
Q35.
_______ funds invest more than 65% of their assets into equity and remaining in fixed income securities.
Q36.
_________ funds combine the best features of open and closed mutual fund schemes, and trade like a single stock on stock exchange.
Q37.
Mutual funds that do not invest in financial or physical assets, but invest in other mutual fund schemes are:
Q38.
________ ratio gives the return in terms of dividend you receive by buying a share in market.
Q39.
Which of the following is/are way/s of investing in equities for an individual?
Q40.
Which of the following are derivatives?
Q41.
______ is basically protecting your assets from losses.
Q42.
In ______, one can take advantage of difference in prices in different markets, and thus look for risk-free gains.
Q43.
________ often take positions in futures markets based on their expectations regarding the price movements of the underlying assets without having a position in cash markets.
Q44.
Option that can be exercised only during expiry is:
Q45.
In a call option, if the strike price is less than the market price of the underlying asset, the option is:

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