Q1.
In India, SEBI appointed the J.R. Verma Committee to recommend a regulatory framework for introduction of derivatives in the stock market.
Q2.
The standing committee on Finance, a parliamentary Committee, recommended that the minimum contract size of derivative contracts traded in the Indian markets should be pegged not below __________.
Q3.
The ‘volatility scan range’ is fixed at _________ for Index options and at _______ for options on individual stocks.
Q4.
What is the minimum initial margin applicable for Index Futures and Stock Futures?
Q5.
For Index option products the Trading Member position limits are _______ or _________ of the open interest whichever is higher.
Q6.
(I) Calendar spreads are offsetting positions in two contracts in the same underlying across different expiries.
(II) The net option value is computed using the closing price of the option and is applied the next day.
Q7.
The type/s of margins collected on derivative contracts is/are:
Q8.
Which committee did SEBI constitute for advice on Corporate Governance?
Q9.
Which departments/divisions in SEBI address investor grievance issues?
Q10.
Which department in SEBI can be approached for complaints relating to dematerialization or DPs?
Q11.
Which department in SEBI can be approached for complaints relating to non-receipt of debenture certificates, non-receipt of interest warrant?
Q12.
The category/s of sub-accounts permitted under FII Regulations is/are:
Q13.
Broad-based/Proprietary sub-accounts which are allowed to individually invest upto _______ of the total issued capital.
Q14.
Proprietary funds of the FII cannot be invested through a broad-based fund.
Q15.
The payment of registration fee for foreign institutional investor is:
Q16.
Investments by each sub-account under Foreign Corporates and foreign individuals category should not exceed ________ of the issued capital.
Q17.
Sub-accounts are registered within _________ working days from the date of receipt of complete application and fees.
Q18.
For Exchange Traded Interest Rate Derivatives the Trading Member position limits are ___________ or ________ of the open interest whichever is highest.
Q19.
(I) The mark to market for Futures contracts is computed and collected as part of the SPAN Margin in the form of Net Future Value.
(II) Non-resident Indians and Overseas Corporate Bodies (OCB) are not entitled to get registered as a sub-account.
Q20.
What would be the lot size, if the share price is between Rs. 801 to Rs. 1,600?
Q21.
Which department in SEBI can be approached for complaints relating to collective investment schemes?
Q22.
The volatility estimate‘s’, is computed as per the Exponentially Weighted Moving Average methodology.
Q23.
What would be the lot size, if the share price is less than Rs. 25?
Q24.
Mini contract on the Sensex and Nifty have been permitted for derivative contract size of:
Q25.
Exposure limit has been set at the higher of _______ or _________ times standard deviation.
Q26.
The arbitral tribunal has to make the arbitral award within ________ months from the date of entering upon the reference.
Q27.
Which department can be approached for complaints regarding non-receipt of annual report, AGM Notice etc.?
Q28.
The Reserve Bank of India was established on:
Q29.
Which is the wrong code of corporate governance at supranational level?
Q30.
Which is the correct example of institutional Codes of corporate governance?
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