Q1.
The in house valuation committee of AMC include employees from:
Q2.
The securities purchased by a mutual fund that do not fall within the current framework of the valuation of securities have to ensure that such securities do not exceed ____ of the total AUM of the scheme.
Q3.
A security is treated as non traded, if it is not traded in any stock exchange for ____ days prior to the valuation date.
Q4.
Equity shares and equity related securities are considered to be thinly traded, if trading in a month in all recognised stock exchanges in India together:
Q5.
The net worth per share of a thinly traded security is Rs. 50. The industry P/E is 20 and the EPs of the company is 14. What is the fair value of the share to be used for portfolio valuation?
Q6.
If the latest balance sheet of a company whose shares are thinly traded is not available within nine months from the close of the year and the accounting year is not changes, then the shares of the company are to be valued at zero.
Q7.
In case of unlisted equities, the adjustment for illiquidity for valuation purposes would be:
Q8.
Aggregate value of illiquid securities under a scheme cannot exceed ____ of the total assets of the scheme.
Q9.
The convertible and non-convertible portions of convertible debentures are valued like debt.
Q10.
A scheme holds 100 shares. The ex-rights price is Rs. 30. The rights offer is 1:4 at Rs. 20. The rights will be priced at:
Q11.
A debt security other than G-sec is considered to be thinly traded if on the valuation date, there are no individual trades in that security in marketable lots on the
Q12.
In debt security valuation, the benchmark yield is calculated:
Q13.
When debt securities are not traded on a particular valuation day and the residual maturity is ____, they are valued on amortization basis.
Q14.
The most liberal credit rating publicly available for the corporate paper is to be used for the valuation.
Q15.
The yield for valuation of rated instruments with duration above 2 years can be marked up by____ and down by ____ to adjust illiquidity risk.
Q16.
The prior approval for the mark up/down by the CEO of the mutual fund is not required for:
Q17.
A debt security purchased by way of private placement can be valued at its acquisition cost for a period of _____ beginning from the date of purchase.
Q18.
An interest was due on September 30, 2011. It was classified as NPA on Jan 1, 2012. What will be the provisioning for the interest as on Jan 1, 2012?
Q19.
An interest was due on September 30, 2011. It was classified as NPA on Jan 1, 2012. What will be the provisioning for the interest as on Apr 1, 2012?
Q20.
_____ of the book value is to be written off from the principal value 12 months after the due date of interest which turned NPA.
Q21.
_____ of the book value is to be written off from the principal value 6 months after the due date of interest which turned NPA.
Q22.
The provisioning norms are different for secured and unsecured debt securities.
Q23.
Which of the following is false for deep discount bonds to be classified as NPA?
Q24.
If only interest was in default and NPA is reclassified as performing,
Q25.
If both principal and interest were in default and NPA is reclassified as performing,
Q26.
An NPA can be reclassified as standard asset when the overdue interest and overdue instalments have been paid in full and there is satisfactory performance for a subsequent period of ____
Q27.
In the ______ portfolio statement, NPA is to be disclosed security wise.
Q28.
The real estate assets held by a mutual fund are valued at its fair price on every ______ day from the day of its purchase.
Q29.
Gold held by a gold exchange traded fund scheme is valued at the AM fixing price of:
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